PIABA BAR JOURNAL VOLUME 18, NO. 2 • 2011
SEC WHISTLEBLOWER INCENTIVES UNDER THE DODD-FRANK WALL STREET REFORM ACT
Scott L. Silver and Janine D. Garlitz
DISCOVERY OF REGULATORY DOCUMENTS: DEBUNKING THE MYTH OF AN “SEC PRIVILEGE” IN SECURITIES ARBITRATION
Philip M. Aidikoff, Robert A. Uhl Ryan K. Bakhtiari and Jeff Aidikoff
BROKER-DEALER LICENSING – UNDERSTANDING THE ROLE AND LIMITATIONS OF THE SERIES 6 LICENSE Adam Gana
ETHICAL ISSUES THAT MAY ARISE IN SETTLEMENT NEGOTIATIONS IN MASS ARBITRATION REPRESENTATION
Lisa Catalano
THE VXX ETN AND VOLATILITY EXPOSURE
Tim Husson and Craig McCann
RECENT ARBITRATION AWARDS
Jason Kueser
CASES AND MATERIALS
Birgitta Siegel