PIABA BAR JOURNAL VOLUME 18, NO. 1 • 2011

ARBITRATORS MISCLASSIFIED: LOOKING BACK TO MOVE FORWARD
Philip M. Aidikoff, Robert A. Uhl, Ryan Bakhitari and Chantal Francois

THE SHIFTING TIDE OF ESI DISCOVERY COST ALLOCATION
Edward Pekarek

A SUMMARY OF THE SEC STUDY ON INVESTMENT ADVISORS AND BROKER-DEALERS
Christine Lazaro

HOW SAFE ARE YOUR SAVINGS? HOW COMPLEX DERIVATIVE PRODUCTS IMPERIL SENIORS' RETIREMENT SECURITY
John F. Waski

MANDATORY SECURITIES ARBITRATION AFTER FINRA RULE 12403(d): THE DEBATE REMAINS THE SAME
Benjamin J. Warach

RECENT ARBITRATION AWARDS
Jason Kueser

Where We Stand

a publication of Public Investors Arbitration Bar Association
2011 © PIABA