PIABA B.J., Vol 17, No 4 (2010)

PIABA BAR JOURNAL VOLUME 17, NO. 4 • 2010

LETTER FROM THE EDITOR
Timothy A. Canning 

EX-EMPLOYEES OF RESPONDENTS SHOULD  NOT SERVE AS ARBITRATORS
Seth E. Lipner and Brady Sparks

DUE DILIGENCE: SECURITIES APPLICATIONS AND REGULATORY REQUIREMENTS 2011
Douglas Schultz

UPDATING THE LIFE SETTLEMENT MARKET
Peter Katt

THE EMPLOYEE – WHISTLEBLOWER AND THE DECISION TO EXPOSE CORPORATE FRAUD: SHOW ME THE MONEY
Elizabeth Mihalek

DEVELOPMENTS IN THE EVIDENTIARY SHOWING  REQUIRED FOR PLAINTIFFS AT THE CLASS CERTIFICATION STAGE FOR A CIVIL SECURITIES FRAUD CASE
Vanessa Lu

SECURITIES & EXCHANGE COMMISSION V. TAMBONE: DIMINISHING LIABILITY FOR UNDERWRITERS AND SECONDARY ACTORS IN SECURITIES FRAUD
Diane Gesualdi

RECENT ARBITRATION AWARDS
Jason Kueser

WHERE WE STAND

a publication of Public Investors Arbitration Bar Association

2010 © PIABA