PIABA BAR JOURNAL VOLUME 16, NO. 4 • 2009

THE PROSPECTUS DEFENSE: DEFEATING IT AS A MATTER OF FACT AND LAW
Philip M. Aidikoff, Robert A. Uhl, Ryan K. Bakhtiari and Artin Gharibian

DEATH BY SUIT-ABILITY?
Frederick Rosenberg

AUCTION RATE SECURITIES
Joe Prendergast, Craig McCann and Eddie O’Neal

A SQUARE PEG IN A ROUND HOLE: WHY THE INVESTMENT COMPANY ACT IS A POOR REGULATORY FIT FOR HEDGE FUNDS
Douglas Hoffer

RECENT ARBITRATION AWARDS
Jason M. Kueser

CASES & MATERIALS
Jason A. Richardson

WHERE WE STAND

a publication of Public Investors Arbitration Bar Association
2009 © PIABA