PIABA BAR JOURNAL VOLUME 16, NO. 2 • 2009
PIABA RULE PROPOSAL REGARDING ELIMINATION OF FINRA-DR MANDATORY INDUSTRY ARBITRATOR PURSUANT TO COMMISSION RULE OF PRACTICE 192(a)
Brian N. Smiley
WHY PUBLIC SCHOOL DISTRICT EMPLOYEES NEED A LOW-EXPENSE GOVERNMENTAL 457(b) PLAN
Michael B. Engdahl, JD, CFP
FAILURE TO SUPERVISE: A REASONABLY RESPONSIBLE RENDITION + RECOMMENDATIONS
Louis L. Straney
THE “PERFECT STORM” DEFENSE: BAD METAPHOR, BAD DEFENSE
Prof. Seth E. Lipner
JOINDER OF CLAIMS – OPPOSING SEVERANCE IN FINRA ARBITRATION
Charles M. Thompson
RECENT ARBITRATION AWARDS
Jason M. Kueser
CASES & MATERIALS
Timothy A. Canning