PIABA Claims that FINRA is Withholding Critical "Red Flag" Information in Broker Background Check Disclosures to Investors, by Brent A. Burns

Securities Litigation and Arbitration (NY State Bar Association) (March 6, 2014) -- Today the Public Investor Arbitration Bar Association issued a press release about a study urging congress to pass legislation requiring brokers to reveal more information from the CRD system than is currently available on FINRA's BrokerCheck. Much of this same information is already publicly available through some state regulators.

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