Is it too easy to clear broker records? - Expungement granted at least 90% of the time in the 1,625 cases in which it was requested between '07 and '11: Study, by Mark Schoeff Jr.
InvestmentNews (October 20, 2013 11:01 am) -- Brokers who are the subject of investor arbitration cases can clear their record of any wrongdoing too easily, according to a lawyers' group that represents plaintiffs.