Federal Court Kills PIABA FOIA SEC Demand For FINRA Records, by Bill Singer

BrokerAndBroker.com (November 17, 2014) -- According to the homepage of The Financial Industry Regulatory Authority ("FINRA") Dispute Resolution:

     FINRA operates the largest dispute resolution forum in the securities
     industry to assist in the resolution of monetary and business
     disputes between and among investors, brokerage firms and
     individual brokers.