Federal Court Kills PIABA FOIA SEC Demand For FINRA Records, by Bill Singer
BrokerAndBroker.com (November 17, 2014) -- According to the homepage of The Financial Industry Regulatory Authority ("FINRA") Dispute Resolution:
FINRA operates the largest dispute resolution forum in the securities
industry to assist in the resolution of monetary and business
disputes between and among investors, brokerage firms and
individual brokers.