DC Circ. Says SEC Can Withhold FINRA Arbitration Docs, by Stephanie Russell-Kraft

Law360, New York (November 14, 2014, 1:40 PM) -- The U.S. Securities and Exchange Commission may withhold documents it collects while examining the Financial Industry Regulatory Authority's arbitration program, the District of Columbia Circuit ruled Friday, affirming a lower court’s decision to block a Freedom of Information Act request by an investor interest group for FINRA arbitration documents.