August 25, 2020
3:30pm ET; 2:30pm CT; 1:30pm MT; 12:30pm PT
Open to all PIABA Members
One (1) Hour, where approved
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This panel will address how to handle abusive tactics by defense counsel in arbitration, including overcoming meritless objections to the FINRA Discovery Guide List productions and frivolous motions. Hear from experienced attorneys who have obtained sanctions against some of the largest brokerage firms in the country for these abusive tactics.

The webinar is open to all PIABA members. This program does include one (1) hour continuing education credit where approved.

Scheduled for 60 minutes, the webinar will begin at 3:30 pm edt; 2:30 pm cdt; 1:30 pm mdt; 12:30 pm pdt.

Jason Kane   Judson Lee   Stuart Meissner
Jason Kane
Peiffer Wolf Carr Kane & Conway, APLC
Pittsford, NY
Judson M. Lee
Judson M. Lee, PLLC
Madison, MS
Stuart D. Meissner
Meissner Associates
New York, NY

Jason Kane is a Shareholder at Peiffer Wolf Carr & Kane who practices out of the firm’s Upstate New York office. He focuses his practice on representing investors in Financial Industry Regulatory Authority (FINRA) arbitrations and in federal and state lawsuits.

Jason graduated from the State University of New York at Geneseo, in 2004, with a B.A. in Economics. Thereafter, Jason attended the Syracuse University College of Law, and received his Juris Doctorate, cum laude, in 2007.

While attending the Syracuse University College of Law, Jason served as a form and accuracy editor for the Syracuse Journal of International Law and Commerce. He also gained valuable experience as a student law clerk for Magistrate Judge George H. Lowe and was an intern at the United States Attorney’s Office in the Northern District of New York.   

Following law school, Jason began his career working in the Legal Department of Wegmans Food Markets, Inc., one of Upstate New York’s largest employers. At Wegmans, Jason worked with the finance, real estate and human resources departments.
Since 2009, Jason has focused his practice on securities law. Since that time, Jason has represented hundreds of investors in Upstate New York and around the country in some of the highest profile securities cases originating out of Upstate New York. He has recovered millions of dollars in FINRA arbitrations and mediations while representing individuals against their former brokers and brokerage firms. He often assists his victimized clients through the regulatory investigations that result from large-scale scams perpetrated by their brokers.

In 2019, Jason won what is believed to be the largest FINRA arbitration award ever in Upstate New York.  That arbitration was against AXA Advisors and involved large annuities and life insurance policies. 

A member of the Public Investors Arbitrators Bar Association (PIABA), New York State Bar Association, and Monroe County Bar Association, Jason takes great pride in his ability to lead his clients through the process of restoring their financial losses suffered through their broker’s actions.


Since founding his firm in 2004, Jud Lee has litigated numerous cases to successful resolution, recovering millions of dollars for his clients. Almost two decades of experience in investment fraud and personal injury cases have established him as a sought-after choice for clients across the country.

His cases have been featured in The Wall Street Journal and The New York Times, and he has been quoted in publications ranging from Money Magazine to Investment News. The Mississippi Business Journal has named him one of the top lawyers in the state.