AMICUS BRIEF: FINRA National Adjudicatory Counsel Department of Enforcement vs. Charles Schwab & Company, Inc., Disciplinary Proceeding No. 2011029760201, Amicus Curiae Brief in Support of FINRA's Department of Enforcement - PIABA

AMICUS BRIEF: FINRA National Adjudicatory Counsel Department of Enforcement vs. Charles Schwab & Company, Inc., Disciplinary Proceeding No. 2011029760201, Amicus Curiae Brief in Support of FINRA’s Department of Enforcement

Department of Enforcement vs Charles Schwab and Company, Inc., PIABA Amicus (May 7, 2013).pdf