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Upcoming PIABA Events

Upcoming Webinars
2023 Mid Year Meeting: Uncle Stan's Retirement Account Got Blown Up...Now What?, April 27, 2023, 12pm EST/9am PST
2023 PIABA Annual Meeting, The Broadmoor, Colorado Springs, Colorado, October 24-27, 2023

PIABA Calendar

Diversity Committee Meeting

Wed, 04/05/2023 - 3:30pm - Wed, 04/05/2023 - 4:30pm

Amicus Committee Meeting

Thu, 04/06/2023 - 1:00pm - Thu, 04/06/2023 - 2:00pm

RIA Committee Meeting

Fri, 04/07/2023 - 11:00am - Fri, 04/07/2023 - 12:00pm

PIABA News

COMMENT LETTER: OFR Bill Reforming Chapter 517 - Recommendation to Support Florida's Office of Financial Regulation Ch. 517 Reform Legislation (March 2, 2023)

COMMENT LETTER: SR-FINRA-2022-033 - Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes (February 1, 2023)

Report From FINRA Board of Governors Meeting – March 2023

FINRA Fines Webull $3 Million for Options Customer Approval Violations

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