Regulatory News

The Securities and Exchange Commission today announced fraud charges against an Atlanta-based investment advisory firm and two executives accused of selling unsuitable investments to pension funds for the city’s police and firefighters, transit workers, and other employees.

The Securities and Exchange Commission today announced that Rebecca J. Olsen has been named deputy director in the agency’s Office of Municipal Securities, having served as chief counsel since April 2014.  Ms. Olsen replaces Jessica Kane who was announced as director of the office today.

In her new position, Ms. Olsen will continue to play a leading role in overseeing all aspects of the Office of Municipal Securities.