Testimony of Joseph C. Peiffer on Protecting American Savers and Retirees From DOL’s Regulatory Overreach Published on: February 15, 2024 Tags: Congressional Testimony and Letters Read More
Coalition Letter to SEC Re RIA Arbitration Reform Next Steps Published on: November 2, 2023 Tags: Congressional Testimony and Letters Read More
CONGRESSIONAL LETTER: Pending Bills Before the HFSC set to Expand Access to Private Investments and Unregistered Securities Published on: April 26, 2023 Tags: Congressional Testimony and Letters Read More
CONGRESSIONAL LETTER: Warren-Porter Response to FINRA Letter Published on: March 7, 2022 Tags: Congressional Testimony and Letters Read More
CONGRESSIONAL LETTER: FINRA Response to Warren-Porter Letter Published on: February 21, 2022 Tags: Congressional Testimony and Letters Read More
CONGRESSIONAL LETTER: Warren-Porter Letter to FINRA on Wells Fargo Scandal Published on: February 9, 2022 Tags: Congressional Testimony and Letters Read More
CONGRESSIONAL TESTIMONY: Statement for the Record Submitted to the United States Department of Labor Employee Benefits Security Administration on Conflict of Interest Proposed Rule (August 11, 2015) Published on: August 11, 2015 Tags: Congressional Testimony and Letters Read More
CONGRESSTIONAL LETTER: Letter to U.S. Senate Regarding DOL Best Interest Rule Proposal (July 20, 2015) Published on: July 20, 2015 Tags: Congressional Testimony and Letters Read More
CONGRESSIONAL TESTIMONY: Committee on the Judiciary, Statement of the PIABA…Committee’s Review of the Federal Arbitration Act and Access to Justice: Will Recent Supreme Court Decisions Undermine the Rights of Consumers, Workers, and Small Business? (December 13, 2013) Published on: December 13, 2013 Tags: Congressional Testimony and Letters Read More
CONGRESSIONAL TESTIMONY: Committee on the Judiciary, Subcommittee on the Constitution. Hearing on S. 1782, The Arbitration Fairness Act of 2007 (December 12, 2007) Published on: December 12, 2007 Tags: Congressional Testimony and Letters Read More
