In the Media

PIABA Pushes for Online Access to Stock Analyst Settlement DocumentsInternet For Lawyers (February/March 2003) -- The Public Investors Arbitration Bar Association (PIABA) is pressing for the creation…
Wall Street Journal (January 28, 2003 5:28 pm) -- The front lines in the latest legal skirmish involving Wall Street are forming here in a crowded conference room tucked at the back of the ritzy…
The Wall Street Journal (Updated October 3, 2002 11:00 pm) -- The National Association of Securities Dealers adopted rules that will make it harder for stockbrokers to erase disciplinary incidents…
The Wall Street Journal (Updated August 30, 2002 11:01 pm) -- At the height of the tech boom, Joe and Janet Janssens say they took the advice of their Salomon Smith Barney broker and plowed much of…
Once-prominent money manager found guilty of defrauding clientsBlack Enterprise (August 1, 2002) -- In September, money manager Alan Bond will be sentenced to up to 45 years in prison for cheating…
USA Today (May 23, 2002 10:07 pm) Plenty of investors are upset with their stockbrokers, but they are also losing faith that Wall Street's watchdog group will help them.Consider this: Investor…
The Wall Street Journal (Updated May 2, 2002 11:01 pm) -- In August 2000, Virginia Hay filed an arbitration complaint against Salomon Smith Barney and its broker Lawrence Gordon. Her since-deceased…
Investment Executive (May 2, 2002 8:10 am) -- "In August 2000, Virginia Hay filed an arbitration complaint against Salomon Smith Barney and its broker Lawrence Gordon. Her since-deceased father lost…
InformationToday (December 2001) -- CCH, Inc., a provider of legal information, software, and services, has announced that it will aggressively oppose and seek prompt legal resolution for an attempt…
BloombergBusiness (August 12, 2001) -- Mad as hell at your stockbroker? You're not alone. A record number of investors want to make their brokers pay for their portfolio blowups. Securities…