In the Media

MoneyTalksNews (October 5, 2021) - Don't automatically expect to be compensated — even if you are granted an arbitration award. If you believe your broker or brokerage firm has harmed you…
Investment Executive (October 5, 2021) - Proposed rules aim to address unpaid compensation to harmed investors. With millions in arbitration rulings against U.S. broker-dealers going unpaid, the…
Financial Advisor IQ (September 30, 2021) - The Public Investors Advocate Bar Association is again calling for a national investor recovery pool to cover unpaid Financial Industry Regulatory…
CNBC (September 30, 2021) - Nearly 30% of investor dispute awards went unpaid from brokers in 2020, according to a report from the Public Investors Advocate Bar Association. Many investors don’t…