In the Media

InvestmentNews (March 8, 2018) -- SEC says Merrill missed 'red flags' while selling millions of shares Bank of America Merrill Lynch has reached a settlement agreement with the Securities and…
FinancialPlanning (March 7, 2018) -- Investor advocates and one of their leading voices in Congress are upping pressure on FINRA to ensure that bilked investors are paid the compensation they were…
ThinkAdviser (March 7, 2018) -- Former NFL player Bruce Wilkerson would finally receive the $610,000 arbitration award he was granted in 2015 if legislation introduced Tuesday by Sen. Elizabeth…
InvestmentNews (March 7, 2018) -- Lawyers group calls on broker regulator to set up fund to compensate investors Lawyers representing customers in Finra arbitration released a report Wednesday…