PIABA Newsroom

REPORT: FINRA's Attempt to Gut Investor Protection; Proposed Reforms to FINRA Supervision Rules (October 4, 2018)
PRESS RELEASE: Investors Face Major Uptick in Investment Scams if FINRA Unleashes "Rogue Brokers" by Gutting Supervision Rules (October 4, 2018)
COMMENT LETTER, Proposed Amendments to Its Discovery Guide to Require Production of Insurance Information in Arbitration (September 24, 2018)
COMMENT LETTER: Proposal to Amend FINRA Rules 12214 and 13214 (August 15, 2018)
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In the Media

Fix the flaw in financial self-regulation, By Benjamin Edwards and Hugh Berkson
The Hill (March 19, 2018) -- Much of Wall Street regulates itself through self-regulatory organizations overseen by the continually underfunded Securities and Exchange Commission (SEC).   The…
There's a major flaw in Finra's arbitration system
InvestmentNews (March 17, 2018) -- A much more feasible remedy has recently been put forth by PIABA It is clear to anyone paying attention that there is something wrong with the Financial Industry…
Arbitration Attorneys Voice Concerns About Federal Court Rulings On Fiduciary Rule
PR Newswire (March 16, 2018) -- Public Investors Arbitration Bar Association Cautions that Retirement Investors Will "Lose Billions" Without Preservation of More Stringent Standards for Financial…
DOL Direction Sought After Fiduciary Rule Nixed By 5th Circ., By Dunstan Prial
Law360 (March 16, 2018) -- A Fifth Circuit ruling vacating the U.S. Department of Labor’s fiduciary rule for retirement account advisers has created confusion across a broad swath of the U.S.…