PIABA Newsroom

Investor Advisory Committee Meeting (SEC), Statement of Christine Lazaro regarding FINRA Unpaid Arbitration Awards (December 13, 2018)
COMMENT LETTER: File Nos. S7-08-18; S7-09-18 and S7-07-18; Comments on RAND Corporation’s Testing of Form CRS Relationship Summary
COMMENT LETTER: Proposed Rule Change to Adopt Rule 9910 Post-Employment Conflict of Interest Restrictions; Nonpublic Information (November 28, 2018)
Statement of Christine Lazaro On behalf of the Public Investors Arbitration Bar Association (PIABA) Before the New Jersey Bureau of Securities (November 19, 2018)
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In the Media

Finra Needs to Make the Move on Unpaid Arb Awards, By Alex Padalka
Financial Advisor IQ (March 20, 2018) -- Finra has what it takes to address the hundreds of millions of dollars that go unpaid from its arbitration awards, and the time to act is now, InvestmentNews…
Fix the flaw in financial self-regulation, By Benjamin Edwards and Hugh Berkson
The Hill (March 19, 2018) -- Much of Wall Street regulates itself through self-regulatory organizations overseen by the continually underfunded Securities and Exchange Commission (SEC).   The…
There's a major flaw in Finra's arbitration system
InvestmentNews (March 17, 2018) -- A much more feasible remedy has recently been put forth by PIABA It is clear to anyone paying attention that there is something wrong with the Financial Industry…
Arbitration Attorneys Voice Concerns About Federal Court Rulings On Fiduciary Rule
PR Newswire (March 16, 2018) -- Public Investors Arbitration Bar Association Cautions that Retirement Investors Will "Lose Billions" Without Preservation of More Stringent Standards for Financial…