PIABA Newsroom

COMMENT LETTER: Request for Comment on Proposed Rule to Adopt Remaining Legacy NASD and Incorporated NYSE Rules as FINRA Rules (May 6, 2019)
Jay Clayton, Chairman, SEC: Meeting Follow-Up Letter (April 26, 2019)
AMICUS BRIEF: Interactive Brokers LLC vs. Rohit Saroop; Preya Saroop; and George Sofis, No. 19-1077, Brief of Amicus Curiae Public Investors Arbitration Bar Association in Support of Plaintiff-Appellee (4th Cir.) (April 18, 2019)
Statement for the Record by PIABA Hearing before the House Financial Services Committee (April 2, 2019)
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In the Media

Finra Needs to Make the Move on Unpaid Arb Awards, By Alex Padalka
Financial Advisor IQ (March 20, 2018) -- Finra has what it takes to address the hundreds of millions of dollars that go unpaid from its arbitration awards, and the time to act is now, InvestmentNews…
Fix the flaw in financial self-regulation, By Benjamin Edwards and Hugh Berkson
The Hill (March 19, 2018) -- Much of Wall Street regulates itself through self-regulatory organizations overseen by the continually underfunded Securities and Exchange Commission (SEC).   The…
There's a major flaw in Finra's arbitration system
InvestmentNews (March 17, 2018) -- A much more feasible remedy has recently been put forth by PIABA It is clear to anyone paying attention that there is something wrong with the Financial Industry…
Arbitration Attorneys Voice Concerns About Federal Court Rulings On Fiduciary Rule
PR Newswire (March 16, 2018) -- Public Investors Arbitration Bar Association Cautions that Retirement Investors Will "Lose Billions" Without Preservation of More Stringent Standards for Financial…