PIABA Newsroom

COMMENT LETTER: Proposed Rule Change Relating to Eliminate the Fee for an Explained Decision (April 4, 2018)
AMICUS BRIEF - Cynthia Boyd vs. Kingdom Trust, Case No. 2017-1336, Amicus Brief of PIABA in Support of Neither Party (March 27, 2018)
PRESS RELEASE: Arbitration Attorneys Voice Concerns About Federal Court Rulings On Fiduciary Rule (March 16, 2018)
PRESS RELEASE: As Unpaid Arbitration Awards Reach $200 Million, Congress Must Force Creation of "Arbitration Pool" if FINRA Does Not Act (March 7, 2018)
Subscribe to PIABA Newsroom

In the Media

Securities Class Action Lawsuits: What Investors Should Know, By FINRA Staff
The Motley Fool (January 9, 2018) - Know your rights, or you could miss out on money you're entitled to. It is not uncommon for FINRA to receive calls from investors about a securities class action…
Banned brokers represent investors in FINRA arbitration despite rule to contrary, By Ann Marsh
FinancialPlanning (January 4, 2018) - Few advisors may be aware that brokers who have been banned — and even those with criminal pasts — may represent aggrieved investors in FINRA’s arbitration forum…
Finra Considering Barring Non-Attorney Reps In Its Hearings, By Tracey Longo
Financial Advisor (December 19, 2017) - Would you hire a non-attorney to represent you in Finra arbitration if you knew he had a 1 percent win rate? How about if he routinely cost investors tens of…
PIABA Report: Non-Attorney Reps a Threat to Investors in Arbitration, By Diana Britton
WealthMangement.com (December 18, 2017) - As FINRA considers whether non-attorneys should continue to represent investors in arbitration, a new PIABA report spotlights a disturbing pattern of…