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AMICUS BRIEF: FINRA National Adjudicatory Counsel Department of Enforcement vs. Charles Schwab & Company, Inc., Disciplinary Proceeding No. 2011029760201, Amicus Curiae Brief in Support of FINRA's Department of Enforcement (FINRA NAC May 8, 2013)
Department of Enforcement vs Charles Schwab and Company, Inc., PIABA Amicus (May 7, 2013).pdf