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Upcoming PIABA Events

2019 PIABA Annual Meeting, Barton Creek Resort, Austin, Texas October 22-25, 2019
2020 PIABA Mid-Year Meeting, TBA, Washington, DC, March 26, 2020
2020 PIABA Hill Day, TBA, Washington, DC, March 27, 2020
2020 PIABA Annual Meeting, The Broadmoor, Colorado Springs, Colorado, October 20-23, 2020

PIABA Calendar

SRO Committee Conference Call

Wed, 09/25/2019 - 1:00pm - Wed, 09/25/2019 - 2:00pm

PIABA Foundation Project Conference Call

Wed, 10/02/2019 - 11:00am - Wed, 10/02/2019 - 12:00pm

SRO Committee Conference Call

Wed, 10/09/2019 - 1:00pm - Wed, 10/09/2019 - 2:00pm

PIABA News Joined

COMMENT LETTER: Proposed Amendments to Massachusetts 950 CMR Sections Requiring Broker-dealers, agents, investment advisers and investment adviser representatives be subject to a Fiduciary Duty (July 26, 2019)

New Jersey Consumer Affairs Public Hearing, Statement of Joseph Peiffer regarding Fiduciary Duty of Broker-Dealers, Agents, Investment Advisers, and Investment Advisers Representatives (July 17, 2019)

SEC Adopts New Rules and Amendments under Title VII of Dodd-Frank

FINRA EVP of Enforcement Susan Schroeder Announces Departure

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Public Investors Advocate Bar Association | 1225 West Main Street, Suite 126 | Norman, OK 73069 | 1.888.621.7484