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Upcoming PIABA Events

Upcoming Webinars
2022 PIABA Annual Meeting, JW Marriott San Antonio Hill Country, San Antonio, Texas, October 25-28, 2022
2023 PIABA Annual Meeting, The Broadmoor, Colorado Springs, Colorado, October 24-27, 2023

PIABA Calendar

Arbitration Committee Meeting

Tue, 05/17/2022 - 2:00pm - Tue, 05/17/2022 - 3:00pm

Policy Committee Meeting

Tue, 05/17/2022 - 3:00pm - Tue, 05/17/2022 - 4:00pm

Foundation Committee Meeting

Thu, 05/19/2022 - 11:00am - Thu, 05/19/2022 - 12:00pm

PIABA News

PIABA COMMENT: FINRA Regulatory Notice 22-09 (May 16, 2022)

COMMENT LETTER: FINRA Regulatory Notice 22-08 - Comment on Sales Practice Obligations for Complex Products and Options (May 9, 2022)

SEC Obtains Emergency Relief to Halt Pre-IPO Stock Fraud Scheme by Unregistered Broker-Dealer

SEC Extends Comment Period for Proposed Rules on Climate-Related Disclosures, Reopens Comment Periods for Proposed Rules Regarding Private Fund Advisers and Regulation ATS

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Public Investors Advocate Bar Association | 1225 West Main Street, Suite 126 | Norman, OK 73069 | 1.888.621.7484