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Upcoming PIABA Events

2020 PIABA Mid-Year Meeting, The Mayflower Hotel, Washington, DC, March 26, 2020
2020 PIABA Hill Day, The Mayflower Hotel, Washington, DC, March 27, 2020
2020 PIABA Annual Meeting, The Broadmoor, Colorado Springs, Colorado, October 20-23, 2020

PIABA Calendar

SRO Committee Conference Call

Wed, 11/27/2019 - 1:00pm - Wed, 11/27/2019 - 2:00pm

SRO Committee Conference Call

Wed, 12/11/2019 - 1:00pm - Wed, 12/11/2019 - 2:00pm

SRO Committee Conference Call

Wed, 01/08/2020 - 1:00pm - Wed, 01/08/2020 - 2:00pm

PIABA News Joined

COMMENT LETTER: Concept Release on Harmonization of Securities Offering Exemptions File No. S7-08-19 (September 24, 2019)

COMMENT LETTER: Proposed Amendments to Massachusetts 950 CMR Sections Requiring Broker-dealers, agents, investment advisers and investment adviser representatives be subject to a Fiduciary Duty (July 26, 2019)

Marie-Louise Huth Named Chief Counsel in Division of Economic and Risk Analysis

SEC Wins Jury Trial in Layering, Manipulative Trading Case

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Public Investors Advocate Bar Association | 1225 West Main Street, Suite 126 | Norman, OK 73069 | 1.888.621.7484