Investor Attorneys Cry Foul After Finra Expunges UBS Rep’s 29 Client Awards Published on: October 14, 2024 Read More
New PIABA Prez Wants Mandatory Advisor Insurance For Client Awards Published on: September 30, 2024 Read More
Goodrich v. Bank of America, N.A.; Brief of Amicus Curiae Public Investors Advocate Bar Association In Support of Appellant; US District Court for the District of Columbia, No. 24-7025 Published on: August 12, 2024 Read More
AMICUS BRIEF: Oppenheimer & Co vs Steven Mitchell, Dori Mitchell, Jerome Hopper and Lori Hopper, Amicus Brief of PIABA in Support of Appellants 9th Cir Ct of App, No. 2:23-cv-00067-MJP Published on: July 18, 2024 Tags: Amicus Brief Read More
COMMENT LETTER, SR-FINRA-2024-008, Proposed Rule to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists Published on: June 18, 2024 Tags: Comment Letter Read More
PRESS RELEASE – PIABA President to Deliver Remarks at White House Event Published on: May 23, 2024 Tags: Press Release Read More
COMMENT LETTER – Proposal to Amend FINRA’s Codes to Modify the Qualification for Representatives Published on: May 8, 2024 Tags: Comment Letter Read More
PRESS RELEASE – PIABA Supports Final DOL Rule to Protect Americans from Financial Advisors’ “Conflicts of Interest” Published on: April 23, 2024 Tags: Press Release Read More
It’s Too Easy to Erase Investor Complaints. That May Be About to Change, Attorney Group Says, By Andrew Welsch Published on: April 9, 2024 Read More
