In the Media

AdvisorHub (April 29, 2020) - PIABA, the trade association founded 30 years ago by lawyers representing investors in securities arbitrations against firms and brokers, is taking “arbitration” out of…
InvestmentNews (March 16, 2020) - The broker-dealer regulator said it is taking action ‘in the interest of public safety’ Finra has postponed all in-person arbitration and mediation proceedings…
Financial Advisor IQ (March 2, 2020) - LPL Financial and Ameriprise have been accused of unfairly deducting expenses from the commissions of a Beverly Hills-based advisor, who says his worker status…
Financial Advisor IQ (February 13, 2020) - Investors have pressed courts recently to approve class actions against Raymond James and Edward Jones based on reverse churning allegations. But no court…