Citywire RIA (July 26, 2023) - Some investors and their legal advocates say that mandatory arbitration can present a prohibitive barrier to RIA clients' ability to pursue claims against firms.…
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In the Media
Financial Advisor (July 26, 2023) - On Tuesday, the Public Investors Advocate Bar Association hosted a press conference in which investors defrauded by registered investment advisors discussed the…
Financial Advisor IQ (July 26, 2023) - An organization of plaintiffs’ lawyers urged the SEC to increase investor choice regarding where to settle claims and to require RIAs to disclose information…
AdvisorHub (July 25, 2023) - A trade group representing plaintiffs’ lawyers on Tuesday called for the Securities and Exchange Commission to end a “broken” arbitration system for investors bringing…