COMMENT LETTER: SR-NASD-2007-023 - Notice of Filing of Proposed Rule Change to Amend the By-Laws of NASD to Implement Governance and Related Changes to Accommodate the Consolidation of the Member Firm Regulatory Functions of NASD & NYSE Regulation (April 16, 2007) - PIABA

COMMENT LETTER: SR-NASD-2007-023 – Notice of Filing of Proposed Rule Change to Amend the By-Laws of NASD to Implement Governance and Related Changes to Accommodate the Consolidation of the Member Firm Regulatory Functions of NASD & NYSE Regulation (April 16, 2007)

Comment Letter

RE: Self-Regulatory Organizations; NASD, Inc.; Notice of Filing of Proposed Rule Ch…
SEC Release No: 34-55495
File No: SR-NASD-2007-023
From: Steven B. Caruso, PIABA President, 2007
To: Nancy M. Morris, Secretary, Securities and Exchange Commission
Date: Mon, 04/16/2007 – 12:00pm
Comment Letter Link: Proposed Consolidation of the Regulatory and Alternative Dispute Resolution Departments of NASD and NYSE