PlanAdvisor (February 15, 2024) By Paul Mulholland
Witnesses called to testify at a House hearing disputed whether small balances would still be served under the retirement security proposal and…
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In the Media
Pensions&Investments (February 15, 2024) By Brian Croce
For the second time in as many months, a House subcommittee held a hearing aimed at hammering the Department of Labor's fiduciary proposal…
401K Specialist (February 15, 2024) By Brian Anderson
Insured Retirement Institute, Iowa Insurance Commissioner among those testifying in second committee hearing, which was criticized today by a…
Financial Advisor (February 15, 2024) By Tracey Longo
The Department of Labor’s proposed fiduciary rule came under harsh criticism today during the House of Representatives Education and Workforce…
National Association of Plan Advisors (February 15, 2024) By Ted Godbout
FIDUCIARY RULES AND PRACTICES
Coming slightly more than a month after its first hearing on the Department of Labor’s…
USA Herald (February 15, 2024) By Rihem Akkouche
In a fiery House subcommittee hearing, Republican lawmakers fiercely criticized the U.S. Department of Labor‘s (DOL) proposal to broaden the scope of…
InvestmentNews (February 15, 2024) By Josh Welsh
Democrats at a House hearing say the retirement rule will ensure workers, retirees and retirement plan sponsors receive advice that is in their best…
JDSupra (February 13, 2024) By Christopher Grobbel, Peter LaVigne, Nicholas Losurdo Goodwin
Firms will be able to treat private residences from which certain supervisory activity is conducted as non…
Barron's (February 6, 2024) By Kenneth Corbin
Democratic lawmakers are calling for an end to the use of mandatory arbitration proceedings to settle disputes between clients and financial advisors.…
MSN via Barron's (February 6, 2024) By Kenneth Corbin
Democratic lawmakers are calling for an end to the use of mandatory arbitration proceedings to settle disputes between clients and financial…