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In the Media

The New York Times (November 29, 2006) -- WASHINGTON, Nov. 28 — The New York Stock Exchange and NASD announced plans on Tuesday to merge their regulatory organizations and eliminate duplicative and…
The New York Times (November 28, 2006) — The New York Stock Exchange and NASD announced plans on Tuesday to merge their regulatory organizations and eliminate duplicative and inconsistent rules,…
InvestmentNews (October 2, 2006 11:01 pm) -- Securities industry observers are expressing dismay that state regulators are pushing for elimination of the requirement that NASD arbitration panels…
InvestmentNews (August 7, 2006 11:01 pm) -- In an unusual move, NASD has withdrawn a proposed amendment to its arbitration code.The proposal, filed in May with the Securities and Exchange Commission…