PIABA BAR JOURNAL VOLUME 24, NO. 3 • 2017
FINRA GOVERNANCE REVIEW: PUBLIC GOVERNORS SHOULD PROTECT THE PUBLIC INTEREST
Andrew Stoltmann and Benjamin Edwards
A MENACE TO INVESTORS: NON-ATTORNEY REPRESNTATIVES IN FINRA ARBITRATION
Andrew Stoltmann and David Neuman
SUPERVISION AND COMPLIANCE OF BROKERAGE FIRMS
Christine Lazaro
THE CHALLENGE OF DUE DILIGENCE OF A VARIABLE ANNUITY “THE SCORECARD METHOD”
Mason A. Dinehart
BICE, BICE BABY: ARE INVESTORS GETTING THE COLD SHOULDER?
Britny Auletti
VIOLATIONS OF FINRA RULES AS A BREACH OF CONTRACT: JUDICIAL HOSTILITY TO THE COMMON LAW CLAIM
Eugene Temchenko
FROM THE EDITOR
Jason M. Kueser
CASES & MATERIALS
Joseph Wojciechowski
RECENT ARBITRATION AWARDS
Christopher Gray